Compliance Manager/Officer I

Compliance Manager/Officer I

Position based in Minneapolis, MN


JOB DESCRIPTION
- Support the Anti-Money Laundering Office in executing the Ameriprise Bank FSB, Anti-Money Laundering Program and Strategy.

- Coordinate Suspicious Activity Report filings and responses to law enforcement.

- Manage daily operations of transaction monitoring system and implementation of system enhancements and modifications.

- Bank Partner with Fraud Investigations, and FPPS Fraud & Risk Control.

- Consult with business partners to execute anti-money laundering risk assessments.

- Accountable to track developments in law, trends and enforcement and apply knowledge to business unit and internal processes.

- Develop and improve internal processes related to Anti-Money Laundering and OFAC compliance.

- Responsible for quality review and training for the fraud team.

- Responsible for review, analysis and investigation of all Banking applications with suspected fraudulent information or activity.

SKILLS NEEDED:

- Process design and documentation.

- Experience with quantitative and qualitative analysis tools.

- Strong interpersonal skills with a client focus.

- Demonstrated problem solving skills.

- Effective written and verbal communication skills.

- Ability to plan and manage multiple and competing priorities.

- Demonstrated leadership skills in projects, and or process re-engineering initiatives

- Excellent knowledge of fraud identification, and problem resolution skills


QUALIFICATIONS
REQUIRED:

- Knowledge of Anti-Money Laundering, the USA PATRIOT Act, Bank Secrecy Act, and OFAC regulations.

- Knowledge of Ameriprise Financial products and services.

- Direct experience with the operations and enhancement of automated transaction monitoring systems.

- Experience with coordinating FinCEN and OFAC requests across multiple lines of business.

- Ability to effectively partner and influence Ameriprise Financial Technology and external technology vendors.

- Experience with drafting, editing and filing Suspicious Activity Reports.

- Strong team player

- Strong knowledge of banking laws and regulations

- Possess good intuitive and deductive reasoning accompanied with good analytical and decision making skills

- Excellent written and verbal communication skills

- Self starter with ability to manage multiple priorities and tasks

- Excellent knowledge of fraud identification, and problem resolution skills

- Strong knowledge with excel, word and power point

- Must be willing to work a flexible schedule



PREFERRED:

- Certified Anti-Money Laundering Specialist (CAMS).

- 5 years of banking experience


BENEFITS
We offer competitive benefits to eligible employees (including medical, dental, and vision plans). We also offer tuition reimbursement, dependent care assistance, domestic partner benefits, 401K and company paid retirement, generous paid time off, legal assistance, and financial planning and more! Ameriprise Financial is an equal opportunity employer.


COMPANY PROFILE
We are Ameriprise Financial. Already a leader in our industry with more than 22,000 dedicated advisors and employees, more than 2.8 million individual, business and institutional clients* and $466 billion in assets owned, managed and administered,* we’re only going forward. We helped pioneer the concept of financial planning, and now our unique, collaborative Dream > Plan > Track >SM approach is empowering advisors to connect clients with their ultimate goals. We have more financial planning clients* and CERTIFIED FINANCIAL PLANNER TM professionals than any other firm.** And we made the Top 20 on BusinessWeek’s 2006 list of Best Places to Launch a Career.*** That’s how we can offer you the resources, training, benefits, technology and marketing support you’ll need to do your best. The harder you work with us, the more opportunity you’ll create for yourself and your clients. Your commitment will make it possible.


Climb Your Everest

*As of December 31, 2006
**Source: CFP Board of Standards
***BusinessWeek, 9/18/06

Ameriprise Financial Services, Inc., Member NASD and SIPC, is an Equal Employment Opportunity Employer. Ameriprise Financial cannot hire individuals into the financial advisor position who are not legally authorized to work in the U.S. or who require or will require sponsorship for employment visa status. © 2007 Ameriprise Financial, Inc. All rights reserved. (05/07)


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RUSAPRISE239-538176